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Risk Management Analyst
(Jobs in Baltimore, MD)
 
Requirement id 111239
Job title Analyst
Job location in Baltimore, MD
Skills required Bachelors Degree, Written Communication Skills, Problem Solving Skills, Risk Management
Open Date 29-Oct-2020
Close Date
Job type Contract
Duration 6 Months
Compensation DOE
Status requirement ---
Job interview type ---
   Email Recruiter: coolsoft
Job Description Analyst: Bachelors Degree, Written Communication Skills, Problem Solving Skills, Risk Management

Note :This will be a 30-32 hour work week. Manager is open to flexible scheduling around normal business hours.

Job Description :

It has an opening for a Compliance and Risk Analyst supporting one of our larger financial clients. This position will report to the Global Product Compliance and Risk Manager within the Global Product department. This person will lead or assist the Compliance and Risk Manager with initiatives and projects to maintain and improve the Global Product Compliance and Risk program. This person will work a maximum of 32 hours per week. Please see below for the four areas of focus:

Location: Remote – until guidance is issued to return on-site (Owings Mills, MD)

Duration: 6 month contract with potential to extend

Required Qualifications:

Bachelor degree in a related field (e.g. accounting, finance, etc.)

5+ years of work experience in Audit, Compliance and/or Risk Management

Industry knowledge

Compliance/Risk/Audit experience (able to identify process and/or procedure gaps)

Attention to detail

Ability to analyze details and summarize/present key takeaways

Moderate presentation skills

Strong written communication skills

Strong organizational skills

Experience in writing effective policies and procedures

Problem solving skills

Accountability and ownership; follows tasks through to completion

Preferred Qualifications:

Bachelor degree and 8-10 years related work experience

Product knowledge (i.e. investment vehicles, investment strategies)

Job Responsibilities/Overview:

Effective Audits

Perform periodic, detailed analysis of Investment Product Content submissions to ensure legally required changes were made and proper retention standards were followed

Communicate results to impacted associates and managers, follow up as needed to drive for timely results

Write summaries of audit findings that are effective for an audience of senior managers in Legal & Compliance

Writing/Reviewing Policies and Procedures

Writes effective policies and procedures to outline controls within Global Product to support regulatory and/or firm requirements

Reviews procedures owned by Global Product team members to ensure processes are reasonably designed and outline proper controls

Posts procedures to internal procedure repositories

Project manages the annual policy and procedure reviews for Global Product, to ensure adherence to assigned deadlines

Maintaining Partnerships

Develops (or assists in developing) presentation materials, agendas, etc. for compliance/risk forums

Forums include an Assurance forum with Global Product and Assurance partners, an Investment Product Content Compliance Committee, and a new internal Compliance/Risk Resource team within Global Product

Risk Management

Assists the Product Compliance & Risk Manager in evaluating and tracking errors and incidents

Leads or assists in providing incident reporting; reporting should effectively summarize the issues, root causes and remediation efforts, and be tailored to a senior leader audience

Position may assist with Global Product business continuity planning as needed

Compliance & Risk Projects / Periodic Training

Lead small projects or assist with larger projects.

Projects may require information/data gathering and documentation, developing presentation materials for meeting discussions, and liaising with partners inside and outside of Global Product. <
 
Call 502-379-4456 Ext 100 for more details. Please provide Requirement id: 111239 while calling.
 
Other jobs in MD: Annapolis (1), Baltimore (34), Baltimore Maryland (1), Beltsville (3), Downtown Baltimore (1), Elkridge (1), Frederick (2), Hanover (1), North Baltimore (2), Owings Mills (1), Rockville (1), Sparks (2), Timonium (4), Woodlawn (7),
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(Analyst: Bachelors Degree, Written Communication Skills, Problem Solving Skills, Risk Management in Baltimore, MD)
     
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